Form D · Private Equity Fund
Waveland Ventures V-C, LLC
Irvine, CA · CIK 0001515181
Offering snapshot reported May 3, 2011 · SEC filing
- Reported sold
- $858K Offering amount: $3.4M
- Investors reported
- 41 Form D · investor count
- Minimum accepted
- $2.5K Reported outside-investor minimum
- First sale
- Mar 25, 2011 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$676,187 → $857,999
- Reported investors29 → 41
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 3, 2011 | Amendment | $857,999 | $181,812vs Apr 4, 2011 | 41 | SEC filing |
| Apr 4, 2011 | Initial | $676,187 | No comparison | 29 | SEC filing |
Offering details
- Securities
- Equity, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $238K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-157767
Units of Membership Interests of the LLC
5% Placement Agent Fee 2% Managing Dealer Fee
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Waveland Capital Partners LLC | 40054 | Waveland Capital Partners LLC · CRD 40054 |
| Kalos Capital Inc. | 44337 | Kalos Capital Inc. · CRD 44337 |
Source: Form D, filed May 3, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Michael J Greer | Executive |
| Vickie J Greer | Executive |
| Wayne A Ross | Executive |
| Alexander A.P. Singha | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Irvine, CA, 92612