Form D · Private Equity Fund

Waveland Ventures V-A, LLC

Irvine, CA · CIK 0001482281

Offering snapshot reported Jul 6, 2010 · SEC filing

Reported sold
$1.05M
Offering amount: $6M
Investors reported
30
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Jan 15, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$523K$1.05MJan 27, 2010: $75,000.00Jan 27, 2010Feb 16, 2010: $575,000.00Mar 1, 2010: $675,000.00Mar 1, 2010Apr 12, 2010: $885,000.00Apr 12, 2010Apr 28, 2010: $975,000.00Jul 6, 2010: $1,045,000.00Jul 6, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$975,000 → $1,045,000
  • Reported investors27 → 30

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 6, 2010Amendment$1,045,000$70,000vs Apr 28, 201030SEC filing
Apr 28, 2010Amendment$975,000$90,000vs Apr 12, 201027SEC filing
Apr 12, 2010Amendment$885,000$210,000vs Mar 1, 201024SEC filing
Mar 1, 2010Amendment$675,000$100,000vs Feb 16, 201012SEC filing
Feb 16, 2010Amendment$575,000$500,000vs Jan 27, 20108SEC filing
Jan 27, 2010Initial$75,000No comparison1SEC filing

Offering details

Securities
Equity, Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$480K (estimated)
Finders' fees
$0
Form D file number
021-138218
Units of Membership Interests of the LLC
7% Placement Agent Fee 1% Managing Dealer Fee

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Kalos Capital Inc.44337Kalos Capital Inc. · CRD 44337
Waveland Capital Partners LLC40054Waveland Capital Partners LLC · CRD 40054
Eagle One Investments LLC45254Eagle One Investments LLC · CRD 45254

Source: Form D, filed Jul 6, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael J Greer Executive
Vickie J Greer Executive
Wayne A Ross Executive
Ryan W Siemens Executive
Alex Singha Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
19800 Macarthur Blvd. Suite 650
Irvine, CA, 92612