Form D · Private Equity Fund

Waveland Ventures IV-B, LLC

Irvine, CA · CIK 0001560776

Offering snapshot reported Dec 21, 2012 · SEC filing

Reported sold
$556K
Offering amount: $600K
Investors reported
58
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 31, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$278K$556KNov 9, 2012: $172,900.00Nov 9, 2012Nov 30, 2012: $535,710.00Nov 30, 2012Dec 21, 2012: $555,710.00Dec 21, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$535,710 → $555,710
  • Reported investors57 → 58

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 21, 2012Amendment$555,710$20,000vs Nov 30, 201258SEC filing
Nov 30, 2012Amendment$535,710$362,810vs Nov 9, 201257SEC filing
Nov 9, 2012Initial$172,900No comparison17SEC filing

Offering details

Securities
Equity, Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$60K (estimated)
Finders' fees
$0
Form D file number
021-186769
Units of Membership Interests of the LLC
8% Placement Agent Fee 2% Managing Dealer Fee

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Waveland Capital Partners LLC40054Waveland Capital Partners LLC · CRD 40054
VSR Financial Services Inc.14503VSR Financial Services Inc. · CRD 14503
Eagle One Investments LLC45254Eagle One Investments LLC · CRD 45254

Source: Form D, filed Dec 21, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael J. Greer Executive
Vickie J Greer Executive
Wayne A Ross Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
19800 Macarthur Blvd. Suite 650
Irvine, CA, 92612