Form D · Private Equity Fund

Waveland Ventures IV A, LLC

Irvine, CA · CIK 0001493756

Offering snapshot reported Aug 2, 2010 · SEC filing

Reported sold
$675K
Offering amount: $765K
Investors reported
119
Form D · investor count
Minimum accepted
$1.08K
Reported outside-investor minimum
First sale
Jun 4, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$338K$675KJun 25, 2010: $643,644.00Jun 25, 2010Aug 2, 2010: $675,244.00Aug 2, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$643,644 → $675,244
  • Reported investors117 → 119

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 2, 2010Amendment$675,244$31,600vs Jun 25, 2010119SEC filing
Jun 25, 2010Initial$643,644No comparison117SEC filing

Offering details

Securities
Equity, Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$76.5K (estimated)
Finders' fees
$0
Form D file number
021-144027
Units of Membership Interests of the LLC
8% Placement Agent Fee 2% Managing Dealer Fee

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Waveland Capital Partners LLC40054Waveland Capital Partners LLC · CRD 40054
Eagle One Investments LLC45254Eagle One Investments LLC · CRD 45254
VSR Financial Services Inc.14503VSR Financial Services Inc. · CRD 14503

Source: Form D, filed Aug 2, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Micha J Greer Executive
Vickie J Greer Executive
Ryan W Siemens Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
19800 Macarthur Blvd. Suite 650
Irvine, CA, 92612