Form D · Oil and Gas

Waveland Resource Partners IV, LP

Irvine, CA · CIK 0001667521

Offering snapshot reported Apr 6, 2018 · SEC filing

Reported sold
$78.8M
Offering amount: $78.8M
Investors reported
1,023
Form D · investor count
Minimum accepted
$25K
Reported outside-investor minimum
First sale
Apr 30, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$39.4M$78.8MFeb 23, 2016May 2, 2016: $50,000.00Jun 10, 2016: $325,000.00Aug 8, 2016: $3,206,000.00Aug 15, 2016: $3,431,000.00Sep 13, 2016: $4,251,000.00Oct 12, 2016: $5,527,000.00Oct 26, 2016: $5,767,000.00Feb 3, 2017: $9,154,500.00Apr 10, 2017: $12,276,350.00Jun 12, 2017: $19,930,304.00Aug 21, 2017: $29,393,354.00Jan 2, 2018: $48,606,869.00Jan 9, 2018: $49,292,669.00Apr 6, 2018: $78,750,000.00Apr 6, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 1,023
  • Minimum accepted$0 → $25,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 6, 2018Amendment$78,750,000No comparison1,023SEC filing
Jan 9, 2018Amendment$49,292,669No comparison662SEC filing
Jan 2, 2018Amendment$48,606,869No comparison647SEC filing
Aug 21, 2017Amendment$29,393,354No comparison428SEC filing
Jun 12, 2017Amendment$19,930,304No comparison292SEC filing
Apr 10, 2017Amendment$12,276,350No comparison177SEC filing
Feb 3, 2017Amendment$9,154,500No comparison128SEC filing
Oct 26, 2016Amendment$5,767,000No comparison88SEC filing
Oct 12, 2016Amendment$5,527,000No comparison83SEC filing
Sep 13, 2016Amendment$4,251,000No comparison64SEC filing
Sep 13, 2016AmendmentYet to sellNo comparison64SEC filing
Aug 15, 2016Amendment$3,431,000No comparison46SEC filing
Aug 8, 2016Amendment$3,206,000No comparison40SEC filing
Aug 8, 2016AmendmentYet to sellNo comparison40SEC filing
Jun 10, 2016Amendment$325,000$275,000vs May 2, 201612SEC filing
May 2, 2016Amendment$50,000No comparison2SEC filing
Feb 23, 2016InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$7.88M (estimated)
Finders' fees
$0
Form D file number
021-257993
Issuer may increase the maximum offering amount to $75,000,000 in the sole discretion of the Managing General Partner, and increase such expanded maximum offering in an amount up to $3,750,000 (or $78,750,000) for over-subscriptions in the offering.
Based on 7% sales commissions and 3% managing dealer fee (assuming expanded maximum offering proceeds of $78,750,000).

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Waveland Capital Partners LLC40054
Arete Wealth Management LLC44856
Ausdal Financial7995
Berthal Fisher Company & Financial13609
Cambridge Investment Research, Inc.39543
Centaurus Financial, Inc.30833
Chapin Davis Asset Management28116
Chauner Securities10075
Concorde Investment Services, LLC151604
David A. Noyes & Company205
Heritage Wealth Management, Inc.159158
Independent Financial Group, LLC7717
Kalos Capital, Inc.44337
Legacy Wealth Management, LLC174767
Ni Advisors134502
ProEquities, Inc.15708
Sandlapper Securities, LLC137906
Silverhawk Asset Management, LLC167798
The Strategic Financial Alliance, Inc.126514
1st Global Capital Corp.30349
HBA Advisors, LLC152050

Source: Form D, filed Apr 6, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Scott Dinh Executive
Michael J Greer Executive, Promoter
Vickie J Greer Executive, Promoter
Sam Irvani Executive
N/A Waveland Resources, Llc Executive, Promoter

Issuer details

Industry: Oil and Gas (See others in industry)

Address:
19800 Macarthur Blvd. Suite 650
Irvine, CA, 92612