Form D · Oil and Gas

Waveland Resource Partners III, LP

Irvine, CA · CIK 0001616825

Offering snapshot reported Feb 24, 2016 · SEC filing

Reported sold: $38.8M
Investors reported: 564
Minimum accepted: $0
First sale: Aug 31, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$34,976,135 → $38,830,085
Reported investors529 → 564

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 24, 2016	Amendment	$38,830,085	$3,853,950vs Jan 8, 2016	564	SEC filing
Jan 8, 2016	Amendment	$34,976,135	$3,357,200vs Dec 16, 2015	529	SEC filing
Dec 16, 2015	Amendment	$31,618,935	$2,141,100vs Nov 5, 2015	478	SEC filing
Nov 5, 2015	Initial	$29,477,835	No comparison	441	SEC filing
Sep 29, 2015	Amendment	$28,456,294	$2,676,498vs Jul 29, 2015	427	SEC filing
Jul 29, 2015	Amendment	$25,779,796	$440,000vs Jul 9, 2015	397	SEC filing
Jul 9, 2015	Amendment	$25,339,796	$2,209,955vs May 21, 2015	389	SEC filing
May 21, 2015	Amendment	$23,129,841	$1,350,000vs May 8, 2015	356	SEC filing
May 8, 2015	Amendment	$21,779,841	$2,349,611vs Apr 23, 2015	343	SEC filing
Apr 23, 2015	Amendment	$19,430,230	$2,714,570vs Apr 3, 2015	315	SEC filing
Apr 3, 2015	Amendment	$16,715,660	$670,430vs Mar 20, 2015	279	SEC filing
Mar 20, 2015	Amendment	$16,045,230	$2,185,600vs Jan 20, 2015	267	SEC filing
Jan 20, 2015	Amendment	$13,859,630	$1,083,000vs Jan 7, 2015	242	SEC filing
Jan 7, 2015	Initial	$12,776,630	No comparison	226	SEC filing
Dec 11, 2014	Amendment	$10,066,630	$1,531,500vs Nov 18, 2014	177	SEC filing
Nov 18, 2014	Amendment	$8,535,130	$2,896,330vs Oct 29, 2014	143	SEC filing
Oct 29, 2014	Amendment	$5,638,800	$3,690,800vs Oct 14, 2014	98	SEC filing
Oct 14, 2014	Initial	$1,948,000	No comparison	29	SEC filing
Sep 5, 2014	Amendment	$75,000	No comparison	2	SEC filing
Aug 15, 2014	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $5M
Finders' fees: $0
Form D file number: 021-250739

Issuer may increase the maximum offering amount to $75,000,000 in the sole discretion of the Managing General Partner, and increase such expanded maximum offering in an amount up to $3,750,000 (or $78,750,000) for oversubscriptions in the offering.

Based on 7% sales commissions and 3% managing dealer fee (assuming maximum offering proceeds of $50,000,000).

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Waveland Capital Partners LLC	40054
Concorde Investment Services LLC	151604
Kalos Capital Inc.	44337
Ausdal Financial Partners Inc.	7995
Centaurus Financial, Inc.	30833
Chapin Davis, Inc.	28116
International Assets Advisory, LLC	10645
VSR Financial Services, Inc.	14503
Cambridge Investment Research, Inc.	39543
ProEquities Inc.	15708
Whitehall-Parker Securities, Inc.	10608
Berthel Fisher and Company Financial Services, Inc.	13609
First Allied Securities, Inc.	32444
Independent Financial Group, LLC	7717
Sandlapper Securities, LLC	137906

Source: Form D, filed Feb 24, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Scott Dinh	Executive
Michael J. Greer	Executive, Promoter
Vickie J. Greer	Executive, Promoter
Sam Irvani	Executive
N/A Waveland Resources Llc	Executive, Promoter

Issuer details

Industry: Oil and Gas (See others in industry)

Address:

19800 Macarthur Blvd. Suite 650
Irvine, CA, 92612