Form D · Oil and Gas

Waveland Drilling Partners III-B, LP

Irvine, CA · CIK 0001582679

Offering snapshot reported Oct 29, 2014 · SEC filing

Reported sold
$12.3M
Offering amount: $28M
Investors reported
208
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 31, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.16M$12.3MSep 11, 2013: $95,000.00Sep 11, 2013Oct 9, 2013: $290,000.00Nov 8, 2013: $959,000.00Nov 27, 2013: $1,284,000.00Dec 20, 2013: $2,709,000.00Jan 10, 2014: $4,588,000.00Jan 29, 2014: $4,868,000.00Mar 20, 2014: $5,638,000.00Apr 17, 2014: $5,938,000.00May 16, 2014: $8,123,000.00Jul 9, 2014: $8,970,000.00Oct 29, 2014: $12,323,150.00Oct 29, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$8,970,000 → $12,323,150
  • Reported investors144 → 208

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 29, 2014Amendment$12,323,150$3,353,150vs Jul 9, 2014208SEC filing
Jul 9, 2014Amendment$8,970,000$847,000vs May 16, 2014144SEC filing
May 16, 2014Amendment$8,123,000$2,185,000vs Apr 17, 2014123SEC filing
Apr 17, 2014Amendment$5,938,000$300,000vs Mar 20, 2014102SEC filing
Mar 20, 2014Amendment$5,638,000$770,000vs Jan 29, 201496SEC filing
Jan 29, 2014Amendment$4,868,000$280,000vs Jan 10, 201482SEC filing
Jan 10, 2014Amendment$4,588,000$1,879,000vs Dec 20, 201379SEC filing
Dec 20, 2013Amendment$2,709,000$1,425,000vs Nov 27, 201346SEC filing
Nov 27, 2013Amendment$1,284,000$325,000vs Nov 8, 201328SEC filing
Nov 8, 2013Amendment$959,000$669,000vs Oct 9, 201319SEC filing
Oct 9, 2013Amendment$290,000$195,000vs Sep 11, 20137SEC filing
Sep 11, 2013Initial$95,000No comparison4SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$2.8M (estimated)
Finders' fees
$0
Form D file number
021-202703
Issuer may increase the maximum offering amount to $58,000,000 in the sole discretion of the Managing General Partner
Based on 7% sales commissions and 3% non-accountable wholesaling and marketing allowance for registered broker dealers.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Waveland Capital Partners LLC40054Waveland Capital Partners LLC · CRD 40054
Berthel Fisher & Company Financial Services, Inc.13609Berthel Fisher & Company Financial Services, Inc. · CRD 13609
VSR Financial Services, Inc.14503VSR Financial Services, Inc. · CRD 14503
Ausdal Financial Partners Inc.7995Ausdal Financial Partners Inc. · CRD 7995
Colorado Financial Service Corporation104343Colorado Financial Service Corporation · CRD 104343
Independent Financial Group LLC7717Independent Financial Group LLC · CRD 7717
Kalos Capital Inc.44337Kalos Capital Inc. · CRD 44337
Centaurus Financial Inc.30833Centaurus Financial Inc. · CRD 30833
First Allied Securities, Inc.32444First Allied Securities, Inc. · CRD 32444
ProEquities Inc.15708ProEquities Inc. · CRD 15708
Concorde Investment Services LLC151604Concorde Investment Services LLC · CRD 151604
American Portfolios Financial Services, Inc.18487American Portfolios Financial Services, Inc. · CRD 18487
Cambridge Investment Research, Inc.39543Cambridge Investment Research, Inc. · CRD 39543
Summit Brokerage Services, Inc.34643Summit Brokerage Services, Inc. · CRD 34643

Source: Form D, filed Oct 29, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Viet Dinh Executive
R. Thomas Fetters Executive
K. David Foshe Executive
Michael J Greer Executive
Vickie J. Greer Executive

Issuer details

Industry: Oil and Gas (See others in industry)

Address:
19800 Macarthur Blvd. Suite 650
Irvine, CA, 92612