Form D · Private Equity Fund

Waveland Drilling Partners III-A, LP

Irvine, CA · CIK 0001568250

Offering snapshot reported Nov 21, 2013 · SEC filing

Reported sold
$18.1M
Offering amount: $75M
Investors reported
319
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 28, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$9.07M$18.1MFeb 28, 2013: $100,000.00Feb 28, 2013Apr 4, 2013: $1,455,000.00May 1, 2013: $2,945,000.00May 24, 2013: $6,017,000.00Jun 6, 2013: $7,330,000.00Jun 28, 2013: $10,541,000.00Jul 12, 2013: $12,143,900.00Aug 1, 2013: $12,143,900.00Aug 19, 2013: $15,700,800.00Sep 10, 2013: $16,560,800.00Nov 21, 2013: $18,139,165.00Nov 21, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$16,560,800 → $18,139,165
  • Reported investors293 → 319

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 21, 2013Amendment$18,139,165$1,578,365vs Sep 10, 2013319SEC filing
Sep 10, 2013Amendment$16,560,800$860,000vs Aug 19, 2013293SEC filing
Aug 19, 2013Amendment$15,700,800$3,556,900vs Aug 1, 2013277SEC filing
Aug 1, 2013Amendment$12,143,900$0vs Jul 12, 2013221SEC filing
Jul 12, 2013Amendment$12,143,900$1,602,900vs Jun 28, 2013221SEC filing
Jun 28, 2013Amendment$10,541,000$3,211,000vs Jun 6, 2013192SEC filing
Jun 6, 2013Amendment$7,330,000$1,313,000vs May 24, 2013130SEC filing
May 24, 2013Amendment$6,017,000$3,072,000vs May 1, 2013110SEC filing
May 1, 2013Amendment$2,945,000$1,490,000vs Apr 4, 201349SEC filing
Apr 4, 2013Amendment$1,455,000$1,355,000vs Feb 28, 201323SEC filing
Feb 28, 2013Initial$100,000No comparison4SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$7.5M (estimated)
Finders' fees
$0
Form D file number
021-192535
7% Sales commissions 3% Non-accountable wholesaling & marketing allowance

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Waveland Capital Partners LLC40054Waveland Capital Partners LLC · CRD 40054
Ausdal Financial Partners Inc.7995Ausdal Financial Partners Inc. · CRD 7995
Colorado Financial Service Corporation104343Colorado Financial Service Corporation · CRD 104343
Berthel Fisher & Company Financial Services Inc.13609Berthel Fisher & Company Financial Services Inc. · CRD 13609
Concorde Investment Services LLC151604Concorde Investment Services LLC · CRD 151604
VSR Financial Services Inc.14503VSR Financial Services Inc. · CRD 14503
First Allied Securities, Inc.32444First Allied Securities, Inc. · CRD 32444
Independent Financial Group, LLC7717Independent Financial Group, LLC · CRD 7717
Centaurus Financial, Inc.30833Centaurus Financial, Inc. · CRD 30833
MidAmerica Financial Services, Inc.47351MidAmerica Financial Services, Inc. · CRD 47351
ProEquities, Inc.15708ProEquities, Inc. · CRD 15708
Kalos Capital Inc.44337Kalos Capital Inc. · CRD 44337

Source: Form D, filed Nov 21, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Viet Dinh Executive
R. Thomas Fetters Executive
K. David Foshee Executive
Michael J Greer Executive
Vickie J Greer Executive
Wayne A Ross Executive

Issuer details

Industry: Oil and Gas (See others in industry)

Address:
19800 Macarthur Blvd. Suite 650
Irvine, CA, 92612