Form D · Private Equity Fund

Waveland Drilling Partners 2011-B, LP

Irvine, CA · CIK 0001531160

Offering snapshot reported Aug 24, 2012 · SEC filing

Reported sold
$27.3M
Offering amount: $31.1M
Investors reported
366
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 15, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$13.6M$27.3MOct 26, 2011: $75,000.00Oct 26, 2011Nov 7, 2011: $155,000.00Dec 12, 2011: $711,500.00Jan 9, 2012: $2,171,727.00Feb 9, 2012: $4,019,578.00Mar 6, 2012: $6,155,578.00Apr 10, 2012: $11,646,578.00May 10, 2012: $16,381,126.00Jun 28, 2012: $25,532,001.00Aug 24, 2012: $27,278,000.00Aug 24, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$25,532,001 → $27,278,000
  • Reported investors345 → 366

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 24, 2012Amendment$27,278,000$1,745,999vs Jun 28, 2012366SEC filing
Jun 28, 2012Amendment$25,532,001$9,150,875vs May 10, 2012345SEC filing
May 10, 2012Amendment$16,381,126$4,734,548vs Apr 10, 2012285SEC filing
Apr 10, 2012Amendment$11,646,578$5,491,000vs Mar 6, 2012178SEC filing
Mar 6, 2012Amendment$6,155,578$2,136,000vs Feb 9, 2012104SEC filing
Feb 9, 2012Amendment$4,019,578$1,847,851vs Jan 9, 201271SEC filing
Jan 9, 2012Amendment$2,171,727$1,460,227vs Dec 12, 201151SEC filing
Dec 12, 2011Amendment$711,500$556,500vs Nov 7, 201120SEC filing
Nov 7, 2011Amendment$155,000$80,000vs Oct 26, 20115SEC filing
Oct 26, 2011Initial$75,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$4.5M (estimated)
Finders' fees
$0
Form D file number
021-167811
Limited Partnership Units
7% Sales Commissions 3% Non-accountable wholesaling & marketing allowance

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Waveland Capital Partners LLC40054Waveland Capital Partners LLC · CRD 40054
Berthel Fisher & Company Financial Services, Inc.13609Berthel Fisher & Company Financial Services, Inc. · CRD 13609
First Allied Securities, Inc.32444First Allied Securities, Inc. · CRD 32444
Independent Financial Group LLC7717Independent Financial Group LLC · CRD 7717
Kalos Capital Inc.44337Kalos Capital Inc. · CRD 44337
VSR Financial Services Inc.14503VSR Financial Services Inc. · CRD 14503
Colorado Financial Services Corporation104343Colorado Financial Services Corporation · CRD 104343
Centaurus Financial, Inc.30833Centaurus Financial, Inc. · CRD 30833
Ausdal Financial Partners Inc.7995Ausdal Financial Partners Inc. · CRD 7995
ProEquities Inc.15708ProEquities Inc. · CRD 15708
Concorde Investment Services LLC151604Concorde Investment Services LLC · CRD 151604
Eagle One Investments LLC45254Eagle One Investments LLC · CRD 45254
MidAmerica Financial Services, Inc.47351MidAmerica Financial Services, Inc. · CRD 47351
Capital Guardian LLC137919Capital Guardian LLC · CRD 137919

Source: Form D, filed Aug 24, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
R. Thomas Fetters Executive
K Dave Foshee Executive
Michael J. Greer Executive
Vickie J Greer Executive
Wayne A Ross Executive
Alexander A.P. Singha Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
19800 Macarthur Blvd. Suite 650
Irvine, CA, 92612