Form D · Private Equity Fund

Waveland Drilling Partners 2011-A, LP

Irvine, CA · CIK 0001515388

Offering snapshot reported Oct 21, 2011 · SEC filing

Reported sold
$13.9M
Offering amount: $45M
Investors reported
232
Form D · investor count
Minimum accepted
$13K
Reported outside-investor minimum
First sale
Mar 15, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$6.94M$13.9MApr 6, 2011: $425,000.00Apr 6, 2011May 26, 2011: $2,356,148.00May 26, 2011Jun 30, 2011: $4,672,148.00Jun 30, 2011Jul 26, 2011: $6,942,648.00Aug 30, 2011: $9,688,398.00Aug 30, 2011Oct 21, 2011: $13,873,898.00Oct 21, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$9,688,398 → $13,873,898
  • Reported investors167 → 232

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Oct 21, 2011Amendment$13,873,898$4,185,500vs Aug 30, 2011232SEC filing
Aug 30, 2011Amendment$9,688,398$2,745,750vs Jul 26, 2011167SEC filing
Jul 26, 2011Amendment$6,942,648$2,270,500vs Jun 30, 2011117SEC filing
Jun 30, 2011Amendment$4,672,148$2,316,000vs May 26, 201176SEC filing
May 26, 2011Amendment$2,356,148$1,931,148vs Apr 6, 201135SEC filing
Apr 6, 2011Initial$425,000No comparison2SEC filing

Offering details

Securities
Equity, Pooled investment fund, Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$4.5M (estimated)
Finders' fees
$0
Form D file number
021-157951
Limited Partnership Units
7% Sales Commissions 3% Non-accountable wholesaling & marketing allowance

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Waveland Capital Partners LLC40054Waveland Capital Partners LLC · CRD 40054
Berthel Fisher & Company Financial Services, Inc.13609Berthel Fisher & Company Financial Services, Inc. · CRD 13609
Eagle One Investments LLC45254Eagle One Investments LLC · CRD 45254
MCL Financial Group, Inc.41180MCL Financial Group, Inc. · CRD 41180
VSR Financial Services, Inc.14503VSR Financial Services, Inc. · CRD 14503
Capital Guardian LLC137919Capital Guardian LLC · CRD 137919
Concorde Investment Services LLC151604Concorde Investment Services LLC · CRD 151604
First Allied Securities Inc.32444First Allied Securities Inc. · CRD 32444
Ausdal Financial Partners Inc.7995Ausdal Financial Partners Inc. · CRD 7995
Independent Financial Group, LLC7717Independent Financial Group, LLC · CRD 7717
Colorado Financial Service Corporation104343Colorado Financial Service Corporation · CRD 104343
Kalos Capital Inc.44337Kalos Capital Inc. · CRD 44337

Source: Form D, filed Oct 21, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
R Thomas Fetters Executive
K Dave Foshee Executive
Michael J Greer Executive
Vickie J Greer Executive
Wayne A Ross Executive
Alexander A.P. Singha Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
19800 Macarthur Blvd. Suite 650
Irvine, CA, 92612