Form D · Private Equity Fund
Waveland Drilling Partners 2010-A, LP
Irvine, CA · CIK 0001483186
Offering snapshot reported Mar 4, 2011 · SEC filing
- Reported sold
- $15.4M Offering amount: $15.4M
- Investors reported
- 267 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Jan 31, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$14,303,803 → $15,388,303
- Reported investors241 → 267
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 4, 2011 | Amendment | $15,388,303 | $1,084,500vs Dec 17, 2010 | 267 | SEC filing |
| Dec 17, 2010 | Amendment | $14,303,803 | $4,521,000vs Oct 20, 2010 | 241 | SEC filing |
| Oct 20, 2010 | Amendment | $9,782,803 | $2,118,678vs Aug 10, 2010 | 176 | SEC filing |
| Aug 10, 2010 | Amendment | $7,664,125 | $935,000vs Jul 14, 2010 | 140 | SEC filing |
| Jul 14, 2010 | Amendment | $6,729,125 | $1,762,500vs May 28, 2010 | 125 | SEC filing |
| May 28, 2010 | Amendment | $4,966,625 | $1,780,000vs Apr 28, 2010 | 93 | SEC filing |
| Apr 28, 2010 | Amendment | $3,186,625 | $1,816,625vs Apr 2, 2010 | 59 | SEC filing |
| Apr 2, 2010 | Amendment | $1,370,000 | $465,000vs Mar 19, 2010 | 23 | SEC filing |
| Mar 19, 2010 | Amendment | $905,000 | $675,000vs Mar 1, 2010 | 16 | SEC filing |
| Mar 1, 2010 | Amendment | $230,000 | $155,000vs Feb 16, 2010 | 7 | SEC filing |
| Feb 16, 2010 | Amendment | $75,000 | $50,000vs Feb 4, 2010 | 2 | SEC filing |
| Feb 4, 2010 | Initial | $25,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.5M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-138459
Limited Partnership Units
7% Sales Commissions 3% Non-accountable due diligence allowance
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Waveland Capital Partners LLC | 40054 | Waveland Capital Partners LLC · CRD 40054 |
| Independent Financial Group LLC | 7717 | Independent Financial Group LLC · CRD 7717 |
| VSR Financial Services Inc. | 14503 | VSR Financial Services Inc. · CRD 14503 |
| First Allied Securities, Inc. | 32444 | First Allied Securities, Inc. · CRD 32444 |
| Capstone Financial Group, Inc. | 133591 | Capstone Financial Group, Inc. · CRD 133591 |
| Girard Securities, Inc. | 18697 | Girard Securities, Inc. · CRD 18697 |
| MCL Financial Group, Inc. | 41180 | MCL Financial Group, Inc. · CRD 41180 |
| Steven L. Falk and Associates, Inc. | 14297 | Steven L. Falk and Associates, Inc. · CRD 14297 |
| Eagle One Investments LLC | 45254 | Eagle One Investments LLC · CRD 45254 |
| Santa Fe Wealth Management | None | Santa Fe Wealth Management |
| Berthel Fisher & Company Financial Services Inc. | 13609 | Berthel Fisher & Company Financial Services Inc. · CRD 13609 |
| Concorde Investment Services LLC | 151604 | Concorde Investment Services LLC · CRD 151604 |
| Kalos Capital Inc. | 44337 | Kalos Capital Inc. · CRD 44337 |
| WFP Securities Corporation | 35098 | WFP Securities Corporation · CRD 35098 |
Source: Form D, filed Mar 4, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| R Thomas Fetters | Executive |
| Michael J Greer | Executive |
| Vickie J Greer | Executive |
| Wayne A Ross | Executive |
| Alexander S.P. Singha | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Irvine, CA, 92612