Form D · Hedge Fund

WAVEFRONT CHINA FUND, LP

San Francisco, CA · CIK 0001581847

Offering snapshot reported Jan 31, 2017 · SEC filing

Reported sold
$4.12M
Indefinite offering
Investors reported
10
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jun 1, 2013
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.06M$4.12MJul 19, 2013: $2,600,000.00Jul 19, 2013Dec 17, 2013: $2,600,000.00Jan 31, 2017: $4,119,000.00Jan 31, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,600,000 → $4,119,000
  • Reported investors4 → 10

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 31, 2017Amendment$4,119,000$1,519,000vs Dec 17, 201310SEC filing
Dec 17, 2013Amendment$2,600,000$0vs Jul 19, 20134SEC filing
Jul 19, 2013Initial$2,600,000No comparison4SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-199970

Source: Form D, filed Jan 31, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WAVEFRONT CHINA FUND, LP

Investment adviser: WAVEFRONT CAPITAL MANAGEMENT, LP

Gross asset value
$4.78M
Beneficial owners
14
ADV minimum commitment
$100K

Reported in Form ADV on Feb 6, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator LICCAR & COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PATKE & ASSOCIATES, LTD. LINCOLNSHIRE, Illinois, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker CONVERGEX EXECUTION SOLUTIONS LLC NEW YORK, New York, United States
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

INTERACTIVE BROKERS LLC
SEC 8-47257

PERSHING LLC
SEC 8-17574

CONVERGEX EXECUTION SOLUTIONS LLC
CRD 35693 · SEC 8-46838

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1063265 · Feb 6, 2017 · Schedule D 7.B.(1), fund 805-1932390199

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Mark Adams Executive
Michael Loukas Executive
Jonathan Masse Executive
Craig Millikin Executive
Mac Donald Patrick Executive
Andrew Springer Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
101 California St. Ste 2710
San Francisco, CA, 94111