Form D · Other Investment Fund

WAVE, a Series of E Squared Investment Fund, LLC

Salt Lake City, UT · CIK 0001775136

Offering snapshot reported Jul 29, 2019 · SEC filing

Reported sold
$1M
Offering amount: $1M
Investors reported
14
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Jun 28, 2019
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$878K$1.76MJul 2, 2019: $1,755,000.00Jul 2, 2019Jul 29, 2019: $1,000,000.00Jul 29, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,755,000 → $1,000,000
  • Reported investors13 → 14
  • Minimum accepted$10,000 → $1,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jul 29, 2019Amendment$1,000,000-$755,000vs Jul 2, 201914SEC filing
Jul 2, 2019Initial$1,755,000No comparison13SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-343324

Source: Form D, filed Jul 29, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Llc Assure Fund Management Ii Director
Jeremy Neilson Director
Richard Thoms Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
6510 Millrock Drive Suite 400
Salt Lake City, UT, 84121