Form D · Private Equity Fund
WAUD CAPITAL PARTNERS FIF III, L.P.
Chicago, IL · CIK 0001487011
Offering snapshot reported Aug 4, 2010 · SEC filing
- Reported sold
- Yet to sell Offering amount: $350M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 4, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.1, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-145948
The General Partner reserves the right to offer a greater or lesser amount of interests. Amounts in (a) and (c) include amounts offered by Issuer and affiliated funds ($0 sold in such affiliated funds to date).
Placement Agent fees to be paid upon a fee schedule. Such fees are offset dollar for dollar against the management fees payable by the Issuer and, thus, payment of such fees ultimately will not require additional expenditure by the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| MONUMENT GROUP, INC. | 36399 |
Source: Form D, filed Aug 4, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
WAUD CAPITAL PARTNERS FIF III, L.P.
Investment adviser: WAUD CAPITAL PARTNERS, LLC
- Gross asset value
- $22.9M
- Beneficial owners
- 9
- ADV minimum commitment
- $3M
Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30
Filing source
Form ADV 2083112 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-1300780795
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Matthew W. Clary | Executive, Promoter |
| David O. Neighbours | Executive, Promoter |
| Reeve B. Waud | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60654