Form D · REITS and Finance

WATERTON VENTURE XIV HOLDINGS, L.L.C.

Chicago, IL · CIK 0001842653

Offering snapshot reported Feb 4, 2021 · SEC filing

Reported sold
$125K
Offering amount: $125K
Investors reported
125
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Jan 20, 2021
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$62.5K$125KJan 27, 2021: $125,000.00Jan 27, 2021Feb 4, 2021: $125,000.00Feb 4, 2021

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 4, 2021Amendment$125,000$0vs Jan 27, 2021125SEC filing
Jan 27, 2021Initial$125,000No comparison125SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.5
Duration over one year
No
Business combination
No
Sales commissions
$6.25K
Finders' fees
$0
Form D file number
021-387505
The sales commission payable to H & L Equities, LLC is 5% of the total capital raised.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
CHARLES B. HARRISON3071551H & L EQUITIES, LLC · CRD 113794
SCOTT HARRISON4981070H & L EQUITIES, LLC · CRD 113794
PATRICK J. WHELCHEL5389090H & L EQUITIES, LLC · CRD 113794
LORI MAYFIELD4899271H & L EQUITIES, LLC · CRD 113794
CHARLES B. MATHES5980160H & L EQUITIES, LLC · CRD 113794

Source: Form D, filed Feb 4, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Erin H. Ankin Executive, Promoter
Rick Hurd Executive, Promoter
Philip Lukowski Executive, Promoter
David R. Schwartz Executive, Promoter
Michelle C. Wells Executive, Promoter

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
30 South Wacker Drive, 36 Th Floor
Chicago, IL, 60606