Form D · REITS and Finance
WATERTON VENTURE XIII HOLDINGS, L.L.C.
Chicago, IL · CIK 0001724112
Offering snapshot reported Dec 8, 2017 · SEC filing
- Reported sold
- $55K Offering amount: $125K
- Investors reported
- 55 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Nov 22, 2017 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 8, 2017 | Initial | $55,000 | No comparison | 55 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.5
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $6.25K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-300308
Consisting of 12.0% in Class B Membership Interests
5% of aggregate $125,000 offering amount.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| CHARLES B. HARRISON | 3071551 | H & L EQUITIES, LLC · CRD 113794 |
| SCOTT HARRISON | 4981070 | H & L EQUITIES, LLC · CRD 113794 |
| PHYLLIS JOHNSON | 1020488 | H & L EQUITIES, LLC · CRD 113794 |
| PATRICK J. WHELCHEL | 5389090 | H & L EQUITIES, LLC · CRD 113794 |
| LORI MAYFIELD | 4899271 | H & L EQUITIES, LLC · CRD 113794 |
Source: Form D, filed Dec 8, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Erin H. Ankin | Executive, Promoter |
| Douglas G. Denyer | Executive |
| Richard Hurd | Director, Executive |
| Philip J. Lukowski | Director, Executive |
| David R. Schwartz | Director, Executive |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
30 South Wacker Drive 36 Th Floor
Chicago, IL, 60606
Chicago, IL, 60606