Form D · REITS and Finance

WATERTON VENTURE XI HOLDINGS, L.L.C.

Chicago, IL · CIK 0001530158

Offering snapshot reported Sep 20, 2011 · SEC filing

Reported sold
$125K
Offering amount: $125K
Investors reported
125
Form D · investor count
Minimum accepted
$1K
Reported outside-investor minimum
First sale
Sep 15, 2011
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 20, 2011Initial$125,000No comparison125SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.5
Duration over one year
No
Business combination
No
Sales commissions
$6.25K (estimated)
Finders' fees
$0
Form D file number
021-166130

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
CHARLES B. HARRISON3071551H & L EQUITIES · CRD 113794
PHYLLIS J. BECK1020488H & L EQUITIES · CRD 113794
PATRICK J. WHELCHEL5389090H & L EQUITIES · CRD 113794
SCOTT HARRISON4981070H & L EQUITIES · CRD 113794

Source: Form D, filed Sep 20, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lela Cirjakovic Executive
Gregory J. Lozinak Executive
Lisa Newton Executive
David R. Schwartz Executive
Marc Swerdlow Executive
Peter M. Vilim Executive
Craig G. Walczyk Executive

Issuer details

Industry: REITS and Finance (See others in industry)

Address:
30 South Wacker Drive Suite 3600
Chicago, IL, 60606