Form D · Private Equity Fund

Waterton Mining Parallel Fund Onshore Master, LP

Toronto, A6 · CIK 0001665637

Offering snapshot reported Jun 23, 2016 · SEC filing

Reported sold
$725M
Offering amount: $725M
Investors reported
28
Form D · investor count
Minimum accepted
$15M
Reported outside-investor minimum
First sale
Mar 15, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$363M$725MMar 30, 2016: $324,500,000.00Mar 30, 2016Apr 29, 2016: $520,500,000.00Apr 29, 2016Jun 23, 2016: $725,000,000.00Jun 23, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$520,500,000 → $725,000,000
  • Reported investors20 → 28

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 23, 2016Amendment$725,000,000$204,500,000vs Apr 29, 201628SEC filing
Apr 29, 2016Amendment$520,500,000$196,000,000vs Mar 30, 201620SEC filing
Mar 30, 2016Initial$324,500,000No comparison12SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-260290

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
N/ANoneAtlantic-Pacific Capital, Inc. · CRD 38356

Source: Form D, filed Jun 23, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WATERTON MINING PARALLEL FUND ONSHORE MASTER, LP

Investment adviser: WATERTON GLOBAL RESOURCE MANAGEMENT, INC.

Gross asset value
$353M
Beneficial owners
35
ADV minimum commitment
$500K

Reported in Form ADV on Jan 23, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LTD. GEORGE TOWN, Cayman Islands
Custodian BANK OF AMERICA, N.A. WILMINGTON, Delaware, United States Related to adviser: No
Custodian BTIG, LLC NEW YORK, New York, United States Related to adviser: No
Custodian CIBC FIRSTCARRIBEAN INTERNATIONAL BANK TORTOLA, British Virgin Islands Related to adviser: No
Custodian CITIBANK, N.A. GREENWICH, Connecticut, United States Related to adviser: No
Prime broker BTIG, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LTD.
PCAOB 1655

BANK OF AMERICA, N.A.
LEI B4TYDEB6GKMZO031MB27

BTIG, LLC
SEC 8-65473

CITIBANK, N.A.
LEI E57ODZWZ7FF32TWEFA76

BTIG, LLC
CRD 122225 · SEC 8-65473

Filing source

Form ADV 2044144 · Jan 23, 2026 · Schedule D 7.B.(1), fund 805-3546688709

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Waterton Mining Parallel Fund Gp Corp. Promoter
Richard John Wells Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Commerce Court West, 199 Bay Street Suite 5050
Toronto, A6, M5L 1E2