Form D · Hedge Fund

Waterstone Offshore ER Fund, Ltd.

Plymouth, MN · CIK 0001505317

Offering snapshot reported Nov 8, 2013 · SEC filing

Reported sold
$142M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Nov 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$70.8M$142MNov 10, 2010: $1,000,000.00Nov 10, 2010Nov 8, 2011: $115,000,000.00Nov 8, 2011Nov 9, 2012: $141,500,000.00Nov 9, 2012Nov 8, 2013: $141,500,000.00Nov 8, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 8, 2013Amendment$141,500,000$0vs Nov 9, 20122SEC filing
Nov 9, 2012Amendment$141,500,000$26,500,000vs Nov 8, 20112SEC filing
Nov 8, 2011Amendment$115,000,000$114,000,000vs Nov 10, 20102SEC filing
Nov 10, 2010Initial$1,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-150296

Source: Form D, filed Nov 8, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WATERSTONE OFFSHORE ER FUND, LTD.

Investment adviser: WATERSTONE CAPITAL MANAGEMENT, L.P.

Gross asset value
$87.2M
Beneficial owners
2
ADV minimum commitment
$1M

Reported in Form ADV on Apr 1, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GLOBEOP FINANCIAL SERVICES GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD GRAND GAYMAN, Cayman Islands
Custodian BANK OF AMERICA, NA NEW YORK, New York, United States Related to adviser: No
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Custodian CITIBANK, NA NEW YORK, New York, United States Related to adviser: No
Custodian CREDIT SUISSE INTERNATIONAL NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY CAPITAL SERVICES, INC. NEW YORK, New York, United States Related to adviser: No
Custodian UBS AG STAMFORD, Connecticut, United States Related to adviser: No
Prime broker BARCLAYS BANK PLC NEW YORK, New York, United States
Prime broker DEUTSCHE BANK AG NEW YORK, New York, United States
Prime broker GOLDMAN SACHS INTERNATIONAL NEW YORK, New York, United States
Prime broker J.P. MORGAN CHASE BANK, NA NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BARCLAYS CAPITAL INC.
SEC 8-41342

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

Filing source

Form ADV 814311 · Apr 1, 2014 · Schedule D 7.B.(1), fund 805-5812766376

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Shawn Bergerson Director
David Bree Director
Aldo Ghisletta Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
2 Carlson Parkway, Suite 260
Plymouth, MN, 55447