Form D · Hedge Fund

WATERSTONE MF OFFSHORE FUND, LTD.

Camana Bay, Grand Cayman, E9 · CIK 0001479686

Offering snapshot reported Feb 12, 2013 · SEC filing

Reported sold
$41.3M
Indefinite offering
Investors reported
5
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 1, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$119M$238MJan 19, 2010: $157,506,254.00Jan 19, 2010Feb 3, 2011: $238,231,379.00Feb 3, 2011Feb 7, 2012: $39,845,910.00Feb 7, 2012Feb 12, 2013: $41,345,910.00Feb 12, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$39,845,910 → $41,345,910

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 12, 2013Amendment$41,345,910$1,500,000vs Feb 7, 20125SEC filing
Feb 7, 2012Amendment$39,845,910-$198,385,469vs Feb 3, 20115SEC filing
Feb 3, 2011Amendment$238,231,379$80,725,125vs Jan 19, 201020SEC filing
Jan 19, 2010Initial$157,506,254No comparison18SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-137949

Source: Form D, filed Feb 12, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WATERSTONE MF OFFSHORE FUND LTD

Investment adviser: WATERSTONE CAPITAL MANAGEMENT, L.P.

Gross asset value
$72.8M
Beneficial owners
7
ADV minimum commitment
$1M

Reported in Form ADV on Apr 1, 2014. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator GLOBEOP FINANCIAL SERVICES GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP MINNEAPOLIS, Minnesota, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

Filing source

Form ADV 814311 · Apr 1, 2014 · Schedule D 7.B.(1), fund 805-3423402228

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Shawn Bergerson Director
Evan C. Burtton Director
Inderjit Singh Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Globeop Financial Services Cayman 45 Market St Ste 3205 Fl 2 Gardenia Ct
Camana Bay, Grand Cayman, E9, KY1-9003