Form D · Investment Banking
WATERMARK ADVISORS LLC
Greenville, SC · CIK 0001458402
Offering snapshot reported Jun 2, 2015 · SEC filing
- Reported sold
- Yet to sell Offering amount: $600K
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 2, 2015 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jan 23, 2015 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| Mar 4, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.5K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-232802
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| John Maxcy Cochran | 5696123 | Watermark Advisors, LLC · CRD 127819 |
Source: Form D, filed Jun 2, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Hagen Haywood Rogers | Executive |
Issuer details
Industry: Investment Banking (See others in industry)
Address:
531 South Main Street Ml 9
Greenville, SC, 29601
Greenville, SC, 29601