Form D · Hedge Fund
Waterfall Victoria Fund LP
New York, NY · CIK 0001407856
Offering snapshot reported Oct 15, 2025 · SEC filing
- Reported sold
- $362M Indefinite offering
- Investors reported
- 78 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Jul 2, 2007 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Oct 15, 2025 | Amendment | $361,777,484 | $0vs Oct 15, 2024 | 78 | SEC filing |
| Oct 15, 2024 | Amendment | $361,777,484 | $0vs Oct 12, 2023 | 78 | SEC filing |
| Oct 12, 2023 | Amendment | $361,777,484 | $1vs Oct 12, 2022 | 78 | SEC filing |
| Oct 12, 2022 | Amendment | $361,777,483 | $76,750,000vs Oct 12, 2021 | 78 | SEC filing |
| Oct 12, 2021 | Amendment | $285,027,483 | $52,264,261vs Oct 9, 2020 | 73 | SEC filing |
| Oct 9, 2020 | Amendment | $232,763,222 | $51,528,112vs Aug 19, 2019 | 73 | SEC filing |
| Aug 19, 2019 | Amendment | $181,235,110 | $0vs Aug 5, 2019 | 68 | SEC filing |
| Aug 5, 2019 | Amendment | $181,235,110 | $67,575,000vs Aug 3, 2018 | 68 | SEC filing |
| Aug 3, 2018 | Amendment | $113,660,110 | $6,094,442vs Aug 3, 2017 | 60 | SEC filing |
| Aug 3, 2017 | Amendment | $107,565,668 | $14,125,000vs Aug 3, 2016 | 56 | SEC filing |
| Aug 3, 2016 | Amendment | $93,440,668 | $27,657,423vs Aug 4, 2015 | 51 | SEC filing |
| Aug 4, 2015 | Amendment | $65,783,245 | $720,019vs Aug 21, 2014 | 49 | SEC filing |
| Aug 21, 2014 | Amendment | $65,063,226 | $1,524,450vs Aug 20, 2013 | 49 | SEC filing |
| Aug 20, 2013 | Amendment | $63,538,776 | -$12,403,547vs Aug 20, 2012 | 48 | SEC filing |
| Aug 20, 2012 | Amendment | $75,942,323 | $828,125vs Mar 9, 2012 | 91 | SEC filing |
| Mar 9, 2012 | Amendment | $75,114,198 | $119,436vs Mar 10, 2011 | 30 | SEC filing |
| Mar 10, 2011 | Amendment | $74,994,762 | -$18,684,115vs Mar 10, 2010 | 29 | SEC filing |
| Mar 10, 2010 | Amendment | $93,678,877 | $17,719,314vs Mar 16, 2009 | 24 | SEC filing |
| Mar 16, 2009 | Amendment | $75,959,563 | No comparison | Not reported | SEC filing |
| Mar 16, 2009 | Paper | Not reported | No comparison | Not reported | |
| Jul 23, 2007 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $782K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-106487
M.D. Sass Securities, L.L.C. no longer acts as placement agent on behalf of the Issuer.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| M.D. Sass Securities, L.L.C. | 139760 |
Source: Form D, filed Oct 15, 2025. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
WATERFALL VICTORIA FUND, LP
Investment adviser: WATERFALL ASSET MANAGEMENT, LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Jul 23, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 2120325 · Jul 23, 2026 · Schedule D 7.B.(1), fund 805-4334703766
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thomas Capasse | Executive |
| Bobby Liu | Director, Executive |
| Kenneth Nick | Executive |
| Jack Ross | Executive |
| N/A Waterfall Asset Management, Llc | Executive |
| N/A Waterfall Management, Llc | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10020