Form D · Private Equity Fund
Waterfall Sentinel Fund I (Cayman II) LP
Grand Cayman, E9 · CIK 0001763675
Offering snapshot reported Jan 8, 2020 · SEC filing
- Reported sold
- $0 Offering amount: $300M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Jan 28, 2019 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 8, 2020 | Amendment | $0 | No comparison | 0 | SEC filing |
| Jan 8, 2019 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $25.2K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-329985
Total offering amount in Item 13(a) includes the offering amount of the Issuer, Waterfall Sentinel Fund I LP and Waterfall Sentinel Fund I (Cayman II) LP.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Mercury Capital Advisors, LLC | 152338 |
Source: Form D, filed Jan 8, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Tom Buttacavoli | Executive |
| Tom Capasse | Executive |
| John Nelligan | Executive |
| Kenneth Nick | Executive |
| Jack Ross | Executive |
| Alain Toto | Executive |
| N/A Waterfall Asset Management, Llc | Executive |
| N/A Waterfall Sentinel Gp, Llc | Promoter |
| Gene Weil | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
Ogier Global (Cayman) Limited Camana Bay
Grand Cayman, E9, KY1-9009
Grand Cayman, E9, KY1-9009