Form D · Private Equity Fund
Waterfall Residential Credit Opportunity Fund I, LP
New York, NY · CIK 0001959681
Offering snapshot reported Dec 26, 2023 · SEC filing
- Reported sold
- $100M Offering amount: $300M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Dec 27, 2022 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 2
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 26, 2023 | Amendment | $100,250,000 | No comparison | 2 | SEC filing |
| Dec 23, 2022 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-468588
Total Offering Amount applies to Issuer and certain related entities. Total Amount Sold applies to Issuer only. Total Remaining to be Sold reflects amounts to be sold by Issuer and/or certain related entities.
Source: Form D, filed Dec 26, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
WATERFALL BIG FALLS OPPORTUNITY FUND I, LP - SERIES A
Investment adviser: WATERFALL ASSET MANAGEMENT, LLC
- Gross asset value
- $156M
- Beneficial owners
- 2
- ADV minimum commitment
- $5M
Reported in Form ADV on Jul 23, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30
Filing source
Form ADV 2120325 · Jul 23, 2026 · Schedule D 7.B.(1), fund 805-5845321783
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Tom Buttacavoli | Executive |
| Thomas Capasse | Executive |
| Tom Capasse | Executive |
| Kenneth Nick | Executive |
| Jack Ross | Executive |
| N/A Waterfall Asset Management, Llc | Executive |
| N/A Waterfall Residential Credit Opportunity Gp, Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10020