Form D · Hedge Fund

Waterfall Osprey Master Fund, LP

Camana Bay, Grand Cayman, E9 · CIK 0001813980

Offering snapshot reported Jun 4, 2021 · SEC filing

Reported sold: $150M
Investors reported: 1
Minimum accepted: $0
First sale: Jun 5, 2020

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 1

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 4, 2021	Amendment	$150,000,000	No comparison	1	SEC filing
Jun 3, 2020	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-368253

Source: Form D, filed Jun 4, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WATERFALL OSPREY MASTER FUND, LP

Investment adviser: WATERFALL ASSET MANAGEMENT, LLC

Gross asset value: $9.66M
Beneficial owners: 2
ADV minimum commitment: $0

Reported in Form ADV on Jul 23, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANK GLOBAL FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP GRAND CAYMAN, Cayman Islands

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 1096

NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

Filing source

Form ADV 2120325 · Jul 23, 2026 · Schedule D 7.B.(1), fund 805-5225684463

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Tom Buttacavoli	Executive
Tom Capasse	Executive
Kenneth Nick	Executive
Jack Ross	Executive
N/A Waterfall Asset Management, Llc	Executive
N/A Waterfall Osprey Gp, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Ogier Global (Cayman) Limited 89 Nexus Way
Camana Bay, Grand Cayman, E9, KY1-9009