Form D · Private Equity Fund

Waterfall LaSalle Fund, LLC

Camana Bay, Grand Cayman, E9 · CIK 0002010068

Offering snapshot reported Mar 9, 2026 · SEC filing

Reported sold: $106M
Investors reported: 4
Minimum accepted: $1M
First sale: Mar 21, 2024

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$150,000,000 → $105,539,529

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 9, 2026	Amendment	$105,539,529	-$44,460,471vs Mar 7, 2025	4	SEC filing
Mar 7, 2025	Amendment	$150,000,000	No comparison	4	SEC filing
Mar 7, 2024	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-506955

Source: Form D, filed Mar 9, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WATERFALL LASALLE FUND, LLC - SERIES A

Investment adviser: WATERFALL ASSET MANAGEMENT, LLC

Gross asset value: $79.9M
Beneficial owners: 4
ADV minimum commitment: $1M

Reported in Form ADV on Jul 23, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator U.S. BANK GLOBAL FUND SERVICES (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP GRAND CAYMAN, Cayman Islands

Custodian JP MORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

MORGAN STANLEY & CO. LLC
SEC 8-15869

NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 2120325 · Jul 23, 2026 · Schedule D 7.B.(1), fund 805-6475515180

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Thomas Capasse	Executive
Kenneth Nick	Executive
Jack Ross	Executive
N/A Waterfall Asset Management, Llc	Executive
N/A Waterfall La Salle Manager, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Ogier Global (Cayman) Limited 89 Nexus Way
Camana Bay, Grand Cayman, E9, KY1-9009