Form D · Private Equity Fund
Waterfall Dislocation Opportunity Fund II (Cayman), LP
Grand Cayman, E9 · CIK 0002003869
Offering snapshot reported Dec 9, 2024 · SEC filing
- Reported sold
- $48M Offering amount: $200M
- Investors reported
- 6 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Jan 1, 2024 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 6
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 9, 2024 | Amendment | $48,000,000 | No comparison | 6 | SEC filing |
| Dec 8, 2023 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-499160
Total Offering Amount applies to Issuer and certain related entities. Total Amount Sold applies to Issuer only. Total Remaining to be Sold reflects amounts to be sold by Issuer and/or certain related entities.
Source: Form D, filed Dec 9, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
WATERFALL DISLOCATION OPPORTUNITY FUND II (CAYMAN), LP
Investment adviser: WATERFALL ASSET MANAGEMENT, LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Jul 23, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 2120325 · Jul 23, 2026 · Schedule D 7.B.(1), fund 805-1306024729
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Thomas Capasse | Executive |
| Kenneth Nick | Executive |
| Jack Ross | Executive |
| N/A Waterfall Asset Management, Llc | Executive |
| N/A Waterfall Dislocation Opportunity Ii Gp, Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Grand Cayman, E9, KY1-9009