Form D · Hedge Fund

Water Island LevArb Fund, LP

New York, NY · CIK 0001720815

Offering snapshot reported Feb 24, 2021 · SEC filing

Reported sold: $6.29M
Investors reported: 3
Minimum accepted: $250K
First sale: Nov 1, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 24, 2021	Amendment	$6,286,000	$0vs Feb 20, 2020	3	SEC filing
Feb 20, 2020	Amendment	$6,286,000	-$308vs Nov 12, 2019	3	SEC filing
Nov 12, 2019	Amendment	$6,286,308	-$1vs Nov 9, 2018	3	SEC filing
Nov 9, 2018	Amendment	$6,286,309	$1,160,001vs Nov 9, 2017	3	SEC filing
Nov 9, 2017	Initial	$5,126,308	No comparison	2	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-298418

Source: Form D, filed Feb 24, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WATER ISLAND LEVARB FUND, LP

Investment adviser: WATER ISLAND CAPITAL,LLC

Gross asset value: $2.44M
Beneficial owners: 3
ADV minimum commitment: $250K

Reported in Form ADV on Mar 30, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WARREN AVERETT ATLANTA, Georgia, United States

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WARREN AVERETT
PCAOB 2226

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1710563 · Mar 30, 2023 · Schedule D 7.B.(1), fund 805-1270304054

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
John S Orrico	Executive
N/A Water Island Lev Arb Gp, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

41 Madison Avenue 42 Nd Floor
New York, NY, 10010