Form D · Other Investment Fund

WaterCredit Investment Fund 1, LLC

Kansas City, MO · CIK 0001631796

Offering snapshot reported Nov 18, 2015 · SEC filing

Reported sold
$8.71M
Offering amount: $12M
Investors reported
1
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Feb 27, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.35M$8.71MMar 10, 2015: $1,000,000.00Mar 10, 2015Nov 18, 2015: $8,705,350.00Nov 18, 2015

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,000,000 → $8,705,350

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 18, 2015Amendment$8,705,350$7,705,350vs Mar 10, 20151SEC filing
Mar 10, 2015Initial$1,000,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06c
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-235493

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
WaterCredit Investment Fund 1, LLCNone

Source: Form D, filed Nov 18, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WATERCREDIT INVESTMENT FUND 1, LLC

Investment adviser: WATEREQUITY LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$500K

Reported in Form ADV on Nov 15, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator PIEDMONT FUND SERVICES____________________________ WASHINGTON, District of Columbia, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BKD LLP KANSAS CITY, Missouri, United States
Custodian BANK OF AMERICA CHARLOTTE, North Carolina, United States Related to adviser: No
Custodian EAGLEBANK BETHESDA, Maryland, United States Related to adviser: No
Custodian HDFC BANK LTD MUMBAI, India Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BKD LLP
PCAOB 686

BANK OF AMERICA
LEI 9DJT3UXIJI4WXO774___

EAGLEBANK
LEI WVM1F03F86RQLLTEVE84

HDFC BANK LTD
LEI 335800ZQ6I4E2JXENC50

Filing source

Form ADV 1577576 · Nov 15, 2021 · Schedule D 7.B.(1), fund 805-4814597725

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Yvonne Kean Executive
Jennifer Tisdel Schorsch Executive
Keith Stamm Promoter
Rich Thorsten Executive
Gary White Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
920 Main Street
Kansas City, MO, 64105