Form D · Other Investment Fund

Warwick European Opportunities Fund II (USD) LP

Grand Cayman, E9 · CIK 0001710714

Offering snapshot reported Jun 30, 2017 · SEC filing

Reported sold: $36.5M
Investors reported: 5
Minimum accepted: $0
First sale: Jun 16, 2017

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jun 30, 2017	Initial	$36,500,000	No comparison	5	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $402K (estimated)
Finders' fees: $0
Form D file number: 021-289888

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
More than five (5) Associated Persons	None	BA Securities, LLC · CRD 153489

Source: Form D, filed Jun 30, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WARWICK EUROPEAN OPPORTUNITIES FUND II (USD) LP

Investment adviser: WARWICK CAPITAL PARTNERS LLP

Gross asset value: $57.2M
Beneficial owners: 12
ADV minimum commitment: $10M

Reported in Form ADV on Mar 26, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC. EDINA, Minnesota, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GEORGETOWN, Cayman Islands

Custodian BNP PARIBAS PRIME BROKERAGE INTERNATIONAL, LTD LONDON, United Kingdom Related to adviser: No

Marketer BA SECURITIES, LLC W. CONSHOHOCKEN, Pennsylvania, United States Related to adviser: No

Prime broker BNP PARIBAS PRIME BROKERAGE INTERNATIONAL, LTD LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

BA SECURITIES, LLC
CRD 153489 · SEC 8-68545

Filing source

Form ADV 2069986 · Mar 26, 2026 · Schedule D 7.B.(1), fund 805-2072167307

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Ian Burgess	Executive
James Cheeseman	Executive
Matthew Coleman	Executive
Matthew Hodgson	Executive
Alfredo Mattera	Executive
N/A Warwick Capital Partners Llp	Executive, Promoter
N/A Warwick European Opportunities Fund Ii (Gp) Limited	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

94 Solaris Avenue, Camana Bay
Grand Cayman, E9, KY1-1108