Form D · Hedge Fund

Warwick European Credit Opportunities Fund Inc.

Grand Cayman, E9 · CIK 0001603323

Offering snapshot reported Apr 2, 2015 · SEC filing

Reported sold
$61.3M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jul 1, 2014
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 3

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 2, 2015Amendment$61,268,525No comparison3SEC filing
Apr 2, 2014InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-214749

Source: Form D, filed Apr 2, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WARWICK EUROPEAN CREDIT OPPORTUNITIES FUND INC

Investment adviser: WARWICK CAPITAL PARTNERS LLP

Gross asset value
$146M
Beneficial owners
11
ADV minimum commitment
$1M

Reported in Form ADV on Jan 20, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES INC. EDINA, Minnesota, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS GEORGETOWN, Cayman Islands
Custodian DEUTSCHE BANK AG, LONDON LONDON, United Kingdom Related to adviser: No
Marketer BLUE SAND SECURITIES LLC GEORGETOWN, Texas, United States Related to adviser: No
Prime broker DEUTSCHE BANK AG, LONDON LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

BLUE SAND SECURITIES LLC
CRD 142976 · SEC 8-67514

Filing source

Form ADV 1369067 · Jan 20, 2020 · Schedule D 7.B.(1), fund 805-5519816354

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Peter Heaps Director
Timothy Sweeting Director
Ralph Woodford Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
94 Solaris Avenue Camana Bay, Po Box 1348
Grand Cayman, E9, KY1-1108