Form D · Oil and Gas

WARREN RESOURCES INC

New York, NY · CIK 0000892986

Offering snapshot reported Nov 5, 2015 · SEC filing

Reported sold
$53M
Offering amount: $53M
Investors reported
2
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 22, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 5, 2015Initial$53,028,666No comparison2SEC filing

Offering details

Securities
Equity, Debt
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$928K
Finders' fees
$0
Form D file number
Not reported
$40,078,666 in 2nd lien term loans in exchange for 9.0% Senior Notes due 2022 plus accrued interest, $10,950,000 in additional 2nd lien term loans and 4,000,000 shares of Common Stock, par value $0.0001 per share.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Jeffries LLC2347

Source: Form D, filed Nov 5, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Chet Borgida Director
Anthony L. Coelho Director
Dan Collins Executive
Dominick D'alleva Director
Leonoard De Cecchis Director
Robert M. Dowell Executive
Brian Gelman Executive
Jeffrey R. Keeler Executive
Lance Peterson Director, Executive
Espy P. Price Director
Marcus C. Rowland Director
Saema Somalya Executive
Zach Waite Executive

Issuer details

Industry: Oil and Gas (See others in industry)

Address:
1114 Avenue Of The Americas 34th Floor
New York, NY, 10036