Form D · Private Equity Fund

Warburg Pincus Private Equity XI, L.P.

New York, NY · CIK 0001540163

Offering snapshot reported May 23, 2013 · SEC filing

Reported sold
$11.2B
Offering amount: $12B
Investors reported
242
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
May 9, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.6B$11.2BMay 23, 2012: $4,183,250,000.00May 23, 2012May 23, 2013: $11,204,380,000.00May 23, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,183,250,000 → $11,204,380,000
  • Reported investors83 → 242

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 23, 2013Amendment$11,204,380,000$7,021,130,000vs May 23, 2012242SEC filing
May 23, 2012Initial$4,183,250,000No comparison83SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$4.13M (estimated)
Finders' fees
$0
Form D file number
021-178734
Total Offering Amount and Total Amount Sold includes amounts sold by the parallel funds including those offering outside the US.
Estimate represents fees and expenses that have been paid and are expected to be paid.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS Financial Services Inc.8174UBS Financial Services Inc. · CRD 8174
Picton S.A.NonePicton S.A.
UBS AGNoneUBS AG
Foreside Fund Services, LLC46106Foreside Fund Services, LLC · CRD 46106

Source: Form D, filed May 23, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WARBURG PINCUS PRIVATE EQUITY XI, L.P.

Investment adviser: WARBURG PINCUS LLC

Gross asset value
$1.38B
Beneficial owners
310
ADV minimum commitment
$20M

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian JP MORGAN CHASE BANK NA NEWARK, New York, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 2062833 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-9453206572

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Scott A Arenare Executive
Timothy J Curt Executive
Charles R Kaye Executive
Joseph P Landy Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Warburg Pincus Llc 450 Lexington Avenue
New York, NY, 10017