Form D · Other Investment Fund

Warberg SPAC Fund LP

Winnetka, IL · CIK 0001811517

Offering snapshot reported May 8, 2026 · SEC filing

Reported sold
$9.38M
Indefinite offering
Investors reported
22
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Apr 21, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.69M$9.38MMay 7, 2020: $5,100,000.00May 7, 2020May 6, 2021: $6,726,000.00May 6, 2022: $7,876,000.00May 8, 2023: $8,600,000.00May 8, 2024: $8,834,000.00May 8, 2025: $9,334,000.00May 8, 2026: $9,384,000.00May 8, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$9,334,000 → $9,384,000
  • Reported investors21 → 22

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 8, 2026Amendment$9,384,000$50,000vs May 8, 202522SEC filing
May 8, 2025Amendment$9,334,000$500,000vs May 8, 202421SEC filing
May 8, 2024Amendment$8,834,000$234,000vs May 8, 202320SEC filing
May 8, 2023Amendment$8,600,000$724,000vs May 6, 202219SEC filing
May 6, 2022Amendment$7,876,000$1,150,000vs May 6, 202114SEC filing
May 6, 2021Amendment$6,726,000$1,626,000vs May 7, 202011SEC filing
May 7, 2020Initial$5,100,000No comparison2SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-366437

Source: Form D, filed May 8, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WARBERG SPAC FUND LP

Investment adviser: WARBERG ASSET MANAGEMENT LLC

Gross asset value
$31.2M
Beneficial owners
19
ADV minimum commitment
$500K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV CONSULTING OAK BROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BAKER TILLY US, LLP CHICAGO, Illinois, United States
Custodian FIFTH THIRD BANK CINCINNATI, Ohio, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES BOSTON, Massachusetts, United States Related to adviser: No
Prime broker FIDELITY INVESTMENT SERVICES CHICAGO, Illinois, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BAKER TILLY US, LLP
PCAOB 23

Filing source

Form ADV 2078057 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-9905109139

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jonathan Blumberg Executive
N/A Warberg Asset Management Llc Executive
Daniel Warsh Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
716 Oak Street
Winnetka, IL, 60093