Form D · Other Investment Fund

Warberg Special Situations Fund LP

Winnetka, IL · CIK 0001815616

Offering snapshot reported Jun 23, 2026 · SEC filing

Reported sold
$17.8M
Indefinite offering
Investors reported
21
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 4, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.89M$17.8MJun 21, 2021: $11,950,000.00Jun 21, 2021Jun 21, 2022: $11,950,000.00Jun 21, 2022Jun 21, 2023: $11,950,000.00Jun 21, 2023Jun 21, 2024: $15,250,000.00Jun 21, 2024Jun 23, 2025: $16,300,000.00Jun 23, 2025Jun 23, 2026: $17,770,000.00Jun 23, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$16,300,000 → $17,770,000
  • Reported investors18 → 21

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 23, 2026Amendment$17,770,000$1,470,000vs Jun 23, 202521SEC filing
Jun 23, 2025Amendment$16,300,000$1,050,000vs Jun 21, 202418SEC filing
Jun 21, 2024Amendment$15,250,000$3,300,000vs Jun 21, 202315SEC filing
Jun 21, 2023Amendment$11,950,000$0vs Jun 21, 202212SEC filing
Jun 21, 2022Amendment$11,950,000$0vs Jun 21, 202112SEC filing
Jun 21, 2021Amendment$11,950,000No comparisonNot reportedSEC filing
Jun 19, 2020Initial$5,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-369355

Source: Form D, filed Jun 23, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WARBERG SPECIAL SITUATIONS FUND LP

Investment adviser: WARBERG ASSET MANAGEMENT LLC

Gross asset value
$19.4M
Beneficial owners
15
ADV minimum commitment
$500K

Reported in Form ADV on Mar 31, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NAV OAK BROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BAKER TILLY US, LLP CHICAGO, Illinois, United States
Custodian APEX CLEARING CORP. DALLAS, Texas, United States Related to adviser: No
Custodian FIFTH THIRD BANK CINCINNATI, Ohio, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES BOSTON, Massachusetts, United States Related to adviser: No
Custodian OPPENHEIMER & CO., INC. NEW YORK, New York, United States Related to adviser: No
Prime broker APEX CLEARING CORP. DALLAS, Texas, United States
Prime broker FIDELITY INVESTMENT SERVICES CHICAGO, Illinois, United States
Prime broker OPPENHEIMER & CO., INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BAKER TILLY US, LLP
PCAOB 23

Filing source

Form ADV 2078057 · Mar 31, 2026 · Schedule D 7.B.(1), fund 805-4398162833

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jonathan Blumberg Executive
N/A Warberg Asset Management Llc Executive
Daniel Warsh Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
716 Oak Street
Winnetka, IL, 60093