Form D · Hedge Fund

Warberg Arbitrage LP

Winnetka, IL · CIK 0001633597

Offering snapshot reported Feb 19, 2016 · SEC filing

Reported sold
$8.5M
Indefinite offering
Investors reported
34
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Feb 1, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$4.25M$8.5MFeb 19, 2015: $6,403,110.00Feb 19, 2015Feb 19, 2016: $8,501,470.00Feb 19, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$6,403,110 → $8,501,470
  • Reported investors30 → 34

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Feb 19, 2016Amendment$8,501,470$2,098,360vs Feb 19, 201534SEC filing
Feb 19, 2015Initial$6,403,110No comparison30SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-234304

Source: Form D, filed Feb 19, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jonathan Blumberg Executive
N/A Warberg Asset Management Llc Promoter
Daniel I. Warsh Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
716 Oak Street
Winnetka, IL, 60093