Form D · Hedge Fund
WANGER SOCIALLY RESPONSIVE FUND, LLC
Chicago, IL · CIK 0001692009
Offering snapshot reported Sep 1, 2021 · SEC filing
- Reported sold
- $15.5M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jan 25, 2017 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 1, 2021 | Amendment | $15,535,355 | $0vs Oct 28, 2020 | 2 | SEC filing |
| Oct 28, 2020 | Amendment | $15,535,355 | $0vs Oct 21, 2019 | 2 | SEC filing |
| Oct 21, 2019 | Amendment | $15,535,355 | $0vs Jan 31, 2019 | 2 | SEC filing |
| Jan 31, 2019 | Amendment | $15,535,355 | $0vs Jan 30, 2018 | 2 | SEC filing |
| Jan 30, 2018 | Amendment | $15,535,355 | $0vs Jan 30, 2017 | 2 | SEC filing |
| Jan 30, 2017 | Initial | $15,535,355 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-279616
The total amount sold and the number of investors do not take withdrawals into consideration.
Limited Liability Company Interests.
The persons listed in Item 12 are paid commissions pursuant to an agreement with the Investment Manager of the Issuer. The Investment Manager either pays direcly or arranges for the payment of the commissions. Such amounts cannot be estimated.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None | Columbia Management Investment Distributors, Inc. · CRD 840 |
Source: Form D, filed Sep 1, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
WANGER SOCIALLY RESPONSIVE FUND, LLC
Investment adviser: COLUMBIA WANGER ASSET MANAGEMENT, LLC
- Gross asset value
- $16.7M
- Beneficial owners
- 2
- ADV minimum commitment
- $5M
Reported in Form ADV on Jul 18, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
CRD 840 · SEC 8-25845
Filing source
Form ADV 1660816 · Jul 18, 2022 · Schedule D 7.B.(1), fund 805-7847228794
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John Banks | Director |
| Alan Berkshire | Executive |
| N/A Columbia Wanger Asset Management, Llc | Promoter |
| Arthur Condron | Director |
| N/A Ctpfmm, Llc | Executive |
| P. Zachary Egan | Director, Executive |
| Brian Engelking | Director |
| Anthony Haugen | Director |
| Grant Jackson | Director |
| John Kunka | Executive |
| Joseph La Palm | Executive |
| David Litton | Director |
| Colin Moore | Director, Executive |
| Scott R. Plummer | Executive |
| Matthew Rich | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60606