Form D · Other Real Estate
Walton U.S. Land Fund 4, LP
Scottsdale, AZ · CIK 0001574255
Offering snapshot reported Apr 11, 2014 · SEC filing
- Reported sold
- $57.9M Offering amount: $100M
- Investors reported
- 792 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Jul 30, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 792
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 11, 2014 | Amendment | $57,910,760 | No comparison | 792 | SEC filing |
| Apr 16, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $4.01M
- Finders' fees
- $0
- Form D file number
- 021-195043
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Walton Securities, Inc. | 143763 | |
| 1st Global Capital Corp. | 30349 | |
| American Independent Securities Group | 135288 | |
| American Portfolios Financial Services | 18487 | |
| Ausdal Financial Partners | 7995 | |
| Broker Dealer Financial Services Corp. | 8073 | |
| Capital Financial Services | 8408 | |
| Centaurus Financial Inc. | 30833 | |
| Client One Securities, LLC | 152974 | |
| Coastal Equities, Inc. | 23769 | |
| Coastal Investment Advisors | 105243 | |
| Cornerstone Investment Services | 129164 | |
| Crown Capital Securities LP | 6312 | |
| DFPG Investments, Inc. | 155576 | |
| DH Hill Securities | 41528 | |
| EHD Advisory Services Inc. | 127155 | |
| Financial West Group | 16668 | |
| First Financial Equity Corporation | 16507 | |
| GF Investment Services, LLC | 132939 | |
| GBS Financial Corp. | 16906 | |
| Geneos Wealth Management | 120894 | |
| Girard Securities | 18697 | |
| IBN Financial Services Inc. | 42360 | |
| Independent Financial Group LLC | 7717 | |
| Investacorp, Inc. | 7684 | |
| JW Cole Financial Inc. | 124583 | |
| J.P. Turner & Co. | 43177 | |
| Kalos Capital Inc. | 44337 | |
| LD Lowe Wealth Advisory | 136596 | |
| Madison Avenue Securities, Inc. | 23224 | |
| Moloney Securities Co., LLC | 38535 | |
| Money Concepts Capital Corp. | 12963 | |
| Newport Coast Securities, Inc. | 16944 | |
| NPB Financial Group, LLC | 137743 | |
| Prakash Investment Advisors | 163994 | |
| ProEquities Inc. | 15708 | |
| Purshe Kaplan Sterling | 35747 | |
| Questar Capital Corporation | 43100 | |
| Sammons Securities Co., LLC | 115368 | |
| Securities America Inc. | 10205 | |
| Sigma Financial Alliance Inc. | 14303 | |
| Strategic Financial Alliance Inc. | 126514 | |
| Summit Brokerage Services | 34643 | |
| Titan Securities | 131392 | |
| Triad Advisors Inc. | 25803 | |
| Trustcore Financial Services, Inc. | 106522 | |
| United Planners Financial Services | 20804 | |
| Western International Securities, Inc. | 39262 | |
| WFG Investments Inc. | 22704 | |
| WNA Wealth Advisors Inc. | 106792 | |
| World Equity Group | 29087 |
Source: Form D, filed Apr 11, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William K. Doherty | Executive |
| Matthew M. Keister | Executive |
| Robert D. Leinbach | Executive |
| Gordon A. Price | Executive |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
4800 North Scottsdale Road Suite 4000
Scottsdale, AZ, 85251
Scottsdale, AZ, 85251