Form D · Other
W3K Enterprise, LLC
Branson, MO · CIK 0001809079
Offering snapshot reported Apr 14, 2021 · SEC filing
- Reported sold
- $750K Offering amount: $4M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Apr 3, 2020 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 14, 2021 | Amendment | $750,000 | $0vs Apr 15, 2020 | 1 | SEC filing |
| Apr 15, 2020 | Initial | $750,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $37.5K
- Finders' fees
- $0
- Form D file number
- 021-364995
5.0% of the loan amount paid by the Borrower as a placement fee to Carolina Financial Securities, LLC. Up to 50% of the fees may be shared with Carofin, LLC for its assistance in the offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bruce V Roberts | 1489110 | Carolina Financial Securities, LLC · CRD 41970 |
| Phillip Nash Roberts | 6182908 | Carofin, LLC · CRD 298717 |
Source: Form D, filed Apr 14, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Mark Wise | Executive |
Issuer details
Industry: Other (See others in industry)
Address:Branson, MO, 65616