Form D · Private Equity Fund

VPC SPECIALTY FINANCE FUND I, L.P.

Chicago, IL · CIK 0001596507

Offering snapshot reported Jan 13, 2016 · SEC filing

Reported sold: $118M
Investors reported: 45
Minimum accepted: $0
First sale: Jan 15, 2014

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$90,230,000 → $117,950,000
Reported investors30 → 45

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 13, 2016	Amendment	$117,950,000	$27,720,000vs Jan 13, 2015	45	SEC filing
Jan 13, 2015	Amendment	$90,230,000	No comparison	30	SEC filing
Jan 14, 2014	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $67.5K (estimated)
Finders' fees: $0
Form D file number: 021-210078

The general partner of the Issuer reserves the right to offer a greater or lesser amount of limited partner interests.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
TRUMP SECURITIES, LLC	47107
PARK HILL GROUP LLC	135898

Source: Form D, filed Jan 13, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

VPC SPECIALTY FINANCE FUND I, L.P.

Investment adviser: VICTORY PARK CAPITAL ADVISORS, LLC

Gross asset value: $0
Beneficial owners: 85
ADV minimum commitment: $100K

Reported in Form ADV on Jan 11, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Custodian US BANCORP MINNEAPOLIS, Minnesota, United States Related to adviser: No

Marketer INTE SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer PARK HILL GROUP LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

CIBC BANK USA
LEI FDXQ75GPEQKRPWABYN63

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30

US BANCORP
LEI N1GZ7BBF3NP8GI976H15

INTE SECURITIES LLC
CRD 47107 · SEC 8-51667

PARK HILL GROUP LLC
CRD 135898 · SEC 8-66958

Filing source

Form ADV 1263850 · Jan 11, 2019 · Schedule D 7.B.(1), fund 805-6601612115

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jordan Allen	Executive, Promoter
Brendan Carroll	Executive, Promoter
Richard Levy	Executive, Promoter
Matthew Ray	Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

227 West Monroe Street, Suite 3900
Chicago, IL, 60606