Form D · Investing

Voya Financial Advisors, Inc.

Windsor, CT · CIK 0001424367

Offering snapshot reported Mar 28, 2022 · SEC filing

Reported sold
$48.5M
Indefinite offering
Investors reported
141
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 1, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$24.3M$48.5MJan 16, 2009Jan 13, 2010: $1,508,568.00Mar 16, 2011: $1,736,204.00Jan 13, 2012: $1,565,120.00Jan 11, 2013: $1,576,893.00Jan 17, 2014: $2,618,601.00Jan 27, 2015: $3,265,719.00Feb 24, 2016: $3,758,458.00Feb 13, 2017: $3,665,030.00Mar 8, 2018: $3,276,111.00Mar 20, 2019: $3,728,276.00Mar 22, 2021: $45,759,463.00Mar 28, 2022: $48,535,065.00Mar 28, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$45,759,463 → $48,535,065

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 28, 2022Amendment$48,535,065$2,775,602vs Mar 22, 2021141SEC filing
Mar 22, 2021Amendment$45,759,463No comparison141SEC filing
Mar 20, 2020Amendment$42,014,597No comparison123SEC filing
Mar 20, 2019Amendment$3,728,276$452,165vs Mar 8, 201870SEC filing
Mar 8, 2018Amendment$3,276,111-$388,919vs Feb 13, 201778SEC filing
Feb 13, 2017Amendment$3,665,030-$93,428vs Feb 24, 201691SEC filing
Feb 24, 2016Amendment$3,758,458$492,739vs Jan 27, 201583SEC filing
Jan 27, 2015Amendment$3,265,719$647,118vs Jan 17, 201473SEC filing
Jan 17, 2014Amendment$2,618,601$1,053,481vs Jan 13, 201259SEC filing
Jan 11, 2013Amendment$1,576,893$11,773vs Jan 13, 201240SEC filing
Jan 13, 2012Amendment$1,565,120-$171,084vs Mar 16, 201142SEC filing
Mar 16, 2011Amendment$1,736,204$227,636vs Jan 13, 201048SEC filing
Jan 13, 2010Amendment$1,508,568No comparison44SEC filing
Jan 16, 2009PaperNot reportedNo comparisonNot reportedSEC filing
Jan 15, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Other
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-113570
The offer was terminated, effective June 9,2021, when the issuer sold its financial planning channel and its deferred compensation plan to Cetera Wealth Solutions, Inc.
Deferred compensation obligations

Source: Form D, filed Mar 28, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Valerie Brown Director, Executive
Daniel Burkott Director, Executive
Ashley Duryea Director, Executive
Lynne R. Ford Director
Sam A. Ghazaleh Director, Executive
Regina Gordon Executive
Tom Halloran Director, Executive
Thomas Halloran Director, Executive
Shannon Hogendorn Director, Executive
Thomas Hollaran Director, Executive
Kristin Hultgren Executive
Angela Marie Kahrmann Director
Kay Kemp Executive
Barbara J. Kesterson Director, Executive
Karl S. Lindberg Director
Richard Henry Linton Director, Executive
Richard Linton, Jr. Director, Executive
Mark Marr Director, Executive
Dennis John Miles Executive
Timothy Murphy Executive
Ed Pollis Director
Jonathan Reilly Director, Executive
Andre Robinson Director, Executive
Carol Stern Director, Executive
Chris Trovato Director, Executive
Michele White Executive
William Wilcox Director, Executive

Issuer details

Industry: Investing (See others in industry)

Address:
One Orange Way
Windsor, CT, 06095