Form D · Other Investment Fund

Vontobel Global Equity Fund

New York, NY · CIK 0001546657

Offering snapshot reported May 27, 2016 · SEC filing

Reported sold: $65M
Investors reported: 9
Minimum accepted: $10M
First sale: Mar 1, 2012

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$176,853,068 → $65,000,000
Reported investors11 → 9

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
May 27, 2016	Amendment	$65,000,000	-$111,853,068vs Jun 16, 2015	9	SEC filing
Jun 16, 2015	Amendment	$176,853,068	$18,937,045vs Jun 2, 2014	11	SEC filing
Jun 2, 2014	Amendment	$157,916,023	$80,514,635vs Jun 27, 2013	7	SEC filing
Jun 27, 2013	Amendment	$77,401,388	$57,401,388vs Apr 12, 2012	6	SEC filing
Apr 12, 2012	Initial	$20,000,000	No comparison	1	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-176570

shares of beneficial interest

Source: Form D, filed May 27, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

VONTOBEL GLOBAL EQUITY FUND

Investment adviser: VONTOBEL ASSET MANAGEMENT, INC.

Gross asset value: $108M
Beneficial owners: 9
ADV minimum commitment: $10M

Reported in Form ADV on Jul 26, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE CHICAGO, Illinois, United States

Custodian THE NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 1031584 · Jul 26, 2016 · Schedule D 7.B.(1), fund 805-4595058981

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Management, Inc. Vontobel Asset	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1540 Broadway 38 Th Floor
New York, NY, 10036