Form D · Biotechnology
Voltron Therapeutics, Inc.
New York, NY · CIK 0001835742
Offering snapshot reported Nov 9, 2023 · SEC filing
- Reported sold
- $3.21M Indefinite offering
- Investors reported
- 63 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Oct 28, 2022 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$515,000 → $3,210,680
- Reported investors8 → 63
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 9, 2023 | Amendment | $3,210,680 | $2,695,680vs Nov 9, 2022 | 63 | SEC filing |
| Nov 9, 2022 | Initial | $515,000 | No comparison | 8 | SEC filing |
| Jun 16, 2022 | Initial | $300,000 | No comparison | 1 | SEC filing |
| Sep 1, 2021 | Initial | $2,502,011 | No comparison | Not reported | SEC filing |
| Jul 13, 2021 | Initial | $3,349,428 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Debt, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $385K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-464374
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Laidlaw & Company (UK) Ltd. | 119037 |
Source: Form D, filed Nov 9, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Ahern | Director |
| Matthew Duffy | Director, Executive |
| Matthew Eitner | Director |
| Patrick Gallagher | Director, Executive |
| Paul Korner | Director |
| Anthony Zook | Director |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
12 E 49 Th Street 11 Th Floor
New York, NY, 10017
New York, NY, 10017