Form D · Hedge Fund

Vollero Beach Capital Fund LP

New York, NY · CIK 0001466356

Offering snapshot reported Apr 19, 2016 · SEC filing

Reported sold: $118M
Investors reported: 88
Minimum accepted: $1M
First sale: Jun 9, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Apr 19, 2016	Amendment	$117,670,500	$0vs Apr 23, 2015	88	SEC filing
Apr 23, 2015	Amendment	$117,670,500	$0vs Mar 12, 2014	88	SEC filing
Mar 12, 2014	Amendment	$117,670,500	$2,467,964vs Mar 7, 2013	88	SEC filing
Mar 7, 2013	Amendment	$115,202,536	$27,077,536vs Mar 6, 2012	84	SEC filing
Mar 6, 2012	Amendment	$88,125,000	$19,530,000vs Jan 25, 2011	72	SEC filing
Jan 25, 2011	Amendment	$68,595,000	$56,130,000vs Jun 23, 2009	64	SEC filing
Jun 23, 2009	Initial	$12,465,000	No comparison	17	SEC filing

Offering details

Securities: Pooled investment fund, Other
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $168K (estimated)
Finders' fees: $0
Form D file number: 021-132174

The total amount sold and the number of investors reflected in this Form D do not take redemptions and/or withdrawals into consideration.

Limited Partnership Interests. The minimum amount reflected in Item 11 may be waived by the General Partner in its sole discretion.

The amount disclosed represents the total amount of sales commission which was paid to persons who are presently and who have previously been disclosed in Item 12. Only current recipients are disclosed in Item 12.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Phillip M. Plant	364393	Herndon Plant Oakley, Ltd. · CRD 44971
William Miller III	1745853	Hamilton Miller Investments, LLC · CRD 41896
Stephen Lee Hamilton	1669865	Hamilton Miller Investments, LLC · CRD 41896
George Robert Pidgeon Jr.	2099579	Triple A Partners LLC · CRD 142790
Neal Tracy Berger	2079049	KJM Securities, Inc. · CRD 20277
Trent D'Ambrosio	1757912	KCG Securities, LLC · CRD 151300

Source: Form D, filed Apr 19, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

VOLLERO BEACH CAPITAL FUND LP

Investment adviser: VOLLERO BEACH CAPITAL PARTNERS LLC

Gross asset value: Not reported
Beneficial owners: Not reported
ADV minimum commitment: Not reported

Reported in Form ADV on Mar 30, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details

Annual audit: Not reported
Prime brokers: Not reported
Custodians: Not reported
Administrator other than the adviser: Not reported
External marketing: Not reported

Filing source

Form ADV 990056 · Mar 30, 2016 · Schedule D 7.B.(1), fund 805-9653194052

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Gentry T. Beach	Executive, Promoter
Vollero Beach Associates Llc	Executive
Michael Lubman	Executive, Promoter
Robert A. Vollero	Executive, Promoter
N/A Vollero Beach Associates Llc	Executive, Promoter
N/A Vollero Beach Capital Partners Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

777 Third Avenue 14 Th Floor
New York, NY, 10017