Form D · Biotechnology
Vivos Therapeutics, Inc.
Highlands Ranch, CO · CIK 0001716166
Offering snapshot reported Feb 20, 2020 · SEC filing
- Reported sold
- $50K Offering amount: $18M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 10, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 20, 2020 | Initial | $50,000 | No comparison | 1 | SEC filing |
| May 16, 2019 | Initial | $556,500 | No comparison | 9 | SEC filing |
| Sep 29, 2017 | Amendment | $0 | $0vs Sep 28, 2017 | 0 | SEC filing |
| Sep 28, 2017 | Initial | $0 | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.8M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-360978
Includes exercise of Warrants.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Weild & Co. | 132398 |
Source: Form D, filed Feb 20, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Bradford Amman | Executive |
| Carol Coughlin | Director |
| Terrence L. Hales | Executive |
| R Kirk Huntsman | Director, Executive |
| R. Kirk Huntsman | Director, Executive |
| Gregg C. E. Johnson | Director, Executive |
| Paul Lajoie | Director |
| Edward Loew | Promoter |
| Thomas P. Madden | Promoter |
| Kelly J. Mc Crann | Director |
| Dan Mc Keon | Director |
| Will Meris | Promoter |
| Robert D. Mitchell | Director |
| Gurdev Dave Singh | Director, Executive |
| Cody Teets | Director |
Issuer details
Industry: Biotechnology (See others in industry)
Address:
9137 South Ridgeline Blvd. Suite 135
Highlands Ranch, CO, 80129
Highlands Ranch, CO, 80129