Form D · Private Equity Fund

Vivo Innovation Fund II, L.P.

Palo Alto, CA · CIK 0001841466

Offering snapshot reported Mar 18, 2022 · SEC filing

Reported sold: $180M
Investors reported: 11
Minimum accepted: $0
First sale: Feb 10, 2021

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 11

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 18, 2022	Amendment	$180,000,000	No comparison	11	SEC filing
Feb 3, 2021	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-388242

Placement agent fees are to be paid on an established fee arrangement

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Greenstone Placement Management FZ LLC	None
INTE Securities LLC	47107	INTE Securities LLC · CRD 47107
Lestrino Philip Baquiran II	4308763	INTE Securities LLC · CRD 47107
Alpine Capital Advisors SpA	None

Source: Form D, filed Mar 18, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

VIVO INNOVATION FUND II, L.P.

Investment adviser: VIVO CAPITAL LLC

Gross asset value: $209M
Beneficial owners: 11
ADV minimum commitment: $0

Reported in Form ADV on Mar 31, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: Yes

Custodian SILICON VALLEY BANK, A MEMBER OF SVB FINANCIAL GROUP SANTA CLARA, California, United States Related to adviser: No

Marketer ALPINE CAPITAL ADVISORS SPA SANTIAGO, Chile Related to adviser: No

Marketer GREENSTONE PLACEMENT MANAGEMENT FZ LLC DOWNTOWN DUBAI, United Arab Emirates Related to adviser: No

Marketer INTE SECURITIES LLC BOCA RATON, Florida, United States Related to adviser: No

Marketer LESTRINO PHILIP BAQUIRAN II NEW YORK, New York, United States Related to adviser: No

Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

PERSHING LLC
SEC 8-17574

INTE SECURITIES LLC
CRD 47107 · SEC 8-51667

PERSHING LLC
CRD 7560 · SEC 8-17574

Filing source

Form ADV 1611124 · Mar 31, 2022 · Schedule D 7.B.(1), fund 805-2347949566

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Michael Chang	Director
Dan Dan Dong	Director
Edgar Engleman	Director
Lu Hongbo	Director
Frank Kung	Director
Jack Nielsen	Director
N/A Vivo Innovation Ii, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

192 Lytton Avenue
Palo Alto, CA, 94301