Form D · Private Equity Fund

VISTA CREDIT OPPORTUNITIES FUND II-A, L.P.

San Francisco, CA · CIK 0001673920

Offering snapshot reported Mar 24, 2017 · SEC filing

Reported sold: $96.8M
Investors reported: 14
Minimum accepted: $0
First sale: Nov 30, 2016

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 14

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 24, 2017	Amendment	$96,840,000	No comparison	14	SEC filing
Nov 30, 2016	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $25.4K (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-275364

The Issuer is a feeder fund of Vista Credit Opportunities Intermediate Fund II-A, L.P. (the "Master Fund"). Total amounts sold are included in the amount sold by the Master Fund.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
DEUTSCHE BANK SECURITIES INC.	2525
EFG ASSET MANAGEMENT (UK) LIMITED	None
NOAH HOLDINGS (HONG KONG) LIMITED	None

Source: Form D, filed Mar 24, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

VISTA CREDIT OPPORTUNITIES FUND II-A, L.P.

Investment adviser: VISTA EQUITY PARTNERS MANAGEMENT, LLC

Gross asset value: $99.4M
Beneficial owners: 15
ADV minimum commitment: $10M

Reported in Form ADV on Mar 1, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HARMONIC FUND SERVICES GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Auditor DELOITTE & TOUCHE LLP SAN FRANCISCO, California, United States

Custodian FIRST REPUBLIC BANK SAN FRANCISCO, California, United States Related to adviser: No

Custodian FORTRESS CREDIT CO LLC NEW YORK, New York, United States Related to adviser: No

Custodian WELLS FARGO BANK, NA COLUMBIA, Maryland, United States Related to adviser: No

Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Marketer EFG ASSET MANAGEMENT (UK) LIMITED LONDON, United Kingdom Related to adviser: No

Marketer NEUBERGER BERMAN EAST ASIA LIMITED TOKYO, Japan Related to adviser: No

Marketer NOAH HOLDINGS (HONG KONG) LIMITED HONG KONG, Hong Kong Related to adviser: No

Marketer PRIVILEDGE CAPITAL SA GENEVA, Switzerland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

Filing source

Form ADV 1081709 · Mar 1, 2017 · Schedule D 7.B.(1), fund 805-2276117345

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Brian Sheth	Executive
Robert F. Smith	Executive
N/A Vep Group, Llc	Promoter
N/A Vista Credit Opportunities Fund Ii Gp, Llc	Promoter
John Warnken Brill	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Vista Equity Partners 1111 Broadway, Suite 1980
San Francisco, CA, 94607