Form D · Other Investment Fund
Vision Asia Maximus Fund LLC
Wilmington, DE · CIK 0001325067
Offering snapshot reported Mar 12, 2012 · SEC filing
- Reported sold
- $0 Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $250K Reported outside-investor minimum
- First sale
- Jul 30, 2004 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 12, 2012 | Initial | $0 | No comparison | 0 | SEC filing |
| Mar 18, 2011 | Amendment | $9,342,817 | No comparison | 20 | SEC filing |
| Mar 16, 2010 | Amendment | $27,891,430 | No comparison | 78 | SEC filing |
| May 22, 2009 | Amendment | $60,419,132 | No comparison | Not reported | SEC filing |
| Apr 19, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $11.8K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-174701
The amount represents both sales commission and finder's fee for 2011.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Altegris Investments, Inc. | 8258 | Altegris Investments, Inc. · CRD 8258 |
| Deutsche Bank Alex Brown Division | 17790 | Deutsche Bank Alex Brown Division · CRD 17790 |
| Nighthawk Partners, Inc | 44134 | Nighthawk Partners, Inc · CRD 44134 |
| Mt. Rushmore Securities LLC | 130955 | Mt. Rushmore Securities LLC · CRD 130955 |
Source: Form D, filed Mar 12, 2012. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Chen | Director |
| Vision Investment Management (Bvi) Ltd Vision Investment Management (Bvi) Ltd | Promoter |
| Vision Investment Management (Bvi) Ltd. Vision Investment Management (Bvi) Ltd. | Promoter |
| Vision Investment Mgmt (Bvi) Ltd. Vision Investment Mgmt (Bvi) Ltd. | Promoter |
| Jerry H. Wang | Director |
| Daniel Wang | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O The Corporation Trust Company Corporation Trust Center, 1209 Orange St
Wilmington, DE, 19801
Wilmington, DE, 19801