Form D · Other Investment Fund

Vision Asia Maximus Fund

Hong Kong, K3 · CIK 0001345637

Offering snapshot reported Mar 14, 2013 · SEC filing

Reported sold: $87.3M
Investors reported: 41
Minimum accepted: $50K
First sale: Mar 28, 2002

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 14, 2013	Initial	$87,330,244	No comparison	41	SEC filing
Mar 12, 2012	Amendment	$137,751,081	$0vs Mar 12, 2012	52	SEC filing
Mar 12, 2012	Initial	$137,751,081	No comparison	52	SEC filing
Mar 18, 2011	Amendment	$163,774,915	No comparison	69	SEC filing
Mar 16, 2010	Amendment	$212,355,690	No comparison	112	SEC filing
May 22, 2009	Amendment	$489,168,076	No comparison	Not reported	SEC filing
Nov 21, 2005	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $781 (estimated)
Finders' fees: $0
Form D file number: 021-193262

The amount represents both sale commission and finder's fee for 2012

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Nighthawk Partners Inc	44134	Nighthawk Partners Inc · CRD 44134

Source: Form D, filed Mar 14, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

VISION ASIA MAXIMUS FUND

Investment adviser: VISION INVESTMENT MANAGEMENT (BVI) LIMITED

Gross asset value: $85M
Beneficial owners: 52
ADV minimum commitment: $50K

Reported in Form ADV on Nov 26, 2013. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BANK OF BERMUDA (CAYMAN) LIMITED GEORGETOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE TOUCHE GEORGETOWN, Cayman Islands

Custodian BANK OF BERMUDA (CAYMAN) LIMITED GEORGETOWN, Cayman Islands Related to adviser: No

Marketer ALTEGRIS INVESTMENTS, INC. LA JOLIA, California, United States Related to adviser: No

Marketer DB ALEX. BROWN LLC NEW YORK, New York, United States Related to adviser: No

Marketer MT RUSHMORE SECURITIES LLC FAIRFIELD, Iowa, United States Related to adviser: No

Marketer NIGHTHAWK PARTNERS INC. NEW JERSEY, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ALTEGRIS INVESTMENTS, INC.
CRD 8258 · SEC 8-24931

DB ALEX. BROWN LLC
CRD 17790 · SEC 8-35766

MT RUSHMORE SECURITIES LLC
CRD 130955 · SEC 8-66412

NIGHTHAWK PARTNERS INC.
CRD 44134 · SEC 8-50551

Filing source

Form ADV 768834 · Nov 26, 2013 · Schedule D 7.B.(1), fund 805-1524587409

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James Chen	Director
Vision Investment Management (Bvi) Ltd Vision Investment Management (Bvi) Ltd	Promoter
Vision Investment Management (Bvi) Ltd. Vision Investment Management (Bvi) Ltd.	Promoter
Vision Investment Mgmt (Asia) Ltd Vision Investment Mgmt (Asia) Ltd	Promoter
Vision Investment Mgmt (Bvi) Ltd. Vision Investment Mgmt (Bvi) Ltd.	Promoter
Daniel Wang	Director
Jerry Wang	Director
Jerry H. Wang	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Vision Investment Mgmt (Asia) Ltd 12/F Lht Tower, 31 Queen's Road Central
Hong Kong, K3, 00000