Form D · Other Investment Fund

Virtua Opportunity Zone Fund I, LLC

Scottsdale, AZ · CIK 0001744374

Offering snapshot reported May 29, 2020 · SEC filing

Reported sold
$16.3M
Offering amount: $200M
Investors reported
114
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
Jun 14, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$8.14M$16.3MJun 21, 2018: $60,910.00Jun 21, 2018Jun 20, 2019: $13,472,061.00Jun 20, 2019May 29, 2020: $16,282,991.00May 29, 2020

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$13,472,061 → $16,282,991
  • Reported investors92 → 114

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 29, 2020Amendment$16,282,991$2,810,930vs Jun 20, 2019114SEC filing
Jun 20, 2019Amendment$13,472,061$13,411,151vs Jun 21, 201892SEC filing
Jun 21, 2018Initial$60,910No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06c, 3C, 3C.5
Duration over one year
Yes
Business combination
No
Sales commissions
$5.03M
Finders' fees
$0
Form D file number
021-315108
Emerson Equity, LLC received a $25,000 engagement fee + 1.5% of the gross proceeds of this offering as a managing dealer fee + a wholesaling fee of 1% of gross sales made by its registered representatives for reallowance to such registered representatives

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Greg Talcott4174726Emerson Equity LLC · CRD 130032
Derek Uldricks6842446Emerson Equity, LLC · CRD 130032

Source: Form D, filed May 29, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

VIRTUA OPPORTUNITY ZONE FUND I

Investment adviser: VIRTUA CAPITAL MANAGEMENT, LLC

Gross asset value
$536K
Beneficial owners
7
ADV minimum commitment
$50K

Reported in Form ADV on Mar 4, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PK7 CALIFORNIA SAN DIEGO, California, United States
Custodian WELLS FARGO SAN FRANCISCO, California, United States Related to adviser: No
Marketer EMERSON EQUITY LLC SAN DIEGO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

EMERSON EQUITY LLC
CRD 130032 · SEC 8-66296

Filing source

Form ADV 1270909 · Mar 4, 2019 · Schedule D 7.B.(1), fund 805-9986187956

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lloyd W. Kendall Executive, Promoter
Lloyd W. Kendall, Jr. Executive, Promoter
Quynh Palomino Executive, Promoter
Derek Uldricks Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
17470 N. Pacesetter Way
Scottsdale, AZ, 85255